Canada Financial Services Forms

• Alberta Application for Registration as Dealer, Adviser or Underwriter

  Download this free Form 3, Application for Registration as Dealer, Adviser or Underwriter in securities which can be completed and filed with the Alberta Securities Commission. Form 3 is available in PDF format....

  Price: FREE

• Alberta Application for Renewal of Registration as Dealer, Adviser or Underwriter

  Downloadable Form 5, Application for Renewal of Registration as Dealer, Adviser or Underwriter in securities which can be completed and filed with the Alberta Securities Commission. Form 5 is available in PDF format....

  Price: FREE

• Alberta Commodities Trader Consulting Services Agreement

  Hire the services of a commodities trader with this Alberta Commodities Trader Consulting Services Agreement. The trader agrees to provide consulting services with respect to buying and selling commodities contracts traded on various exchanges, on behalf of the business. The trader will develop a...

  Price: $9.99

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• Alberta Financial Designations and Courses

  Download this free quick reference guide to the different designations of financial advisers in Alberta. Ever wondered exactly what a chartered accountant does? Or a certified financial planner? This free guide from The Alberta Securities Commission explains each designation, and outlines the cours...

  Price: FREE

• Alberta Investor Charter of Rights

  Alberta investors, do you know what your legal rights are? Learn more with this free guide entitled Investor Charter of Rights, published by The Alberta Securities Commission. Your rights as an investor include the right to obtain complete information about any investment your financial adviser sug...

  Price: FREE

• Alberta Limited Partnership Agreement for Buying & Selling Commodities Contracts

  Set up an Alberta partnership for buying and selling commodities contracts with this Limited Partnership Agreement template. The partnership is being formed for the sole purpose of buying and selling commodities contracts. If the capital account drops below 50% of the aggregate capital contributi...

  Price: $24.99

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• Alberta Personal Information Form for Directors, Officers, Promoters and Control Persons

  Downloadable Form 4B, Personal Information for Directors, Officers, Promoters and Control Persons, which can be completed and filed with the Alberta Securities Commission. Form 4B is available in PDF format....

  Price: FREE

• Alberta Universal Application for Registration / Approval

  Downloadable Form 4, Universal Application for Registration ⁄ Approval for use by a company or individual wishing to be registered as a dealer or trader, which can be completed and filed with the Alberta Securities Commission. Form 4 is available in PDF format....

  Price: FREE

• Alberta Universal Termination Notice

  Downloadable Alberta Universal Termination Notice for use by a company registered as a dealer or trader notifying the Commission of the termination of an employee. This is a PDF download to be completed and filed with the Alberta Securities Commission....

  Price: FREE

• Canada Asset Enhancement Loan Program Contract

  Prepare an Asset Enhancement Loan Program Contract with this ready-made template. The contract is between a lender and an investment corporation, under which the lender loans funds to the corporation, to be used for the purchase of US Treasury Bill(s). The treasury bills will be held in trust by...

  Price: $24.99

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• Canada Commission Agreement for Insurance Agent Services

  Prepare a Commission Agreement for services rendered by an insurance agent with this template form for Canada. The Agreement is between a mutual fund company, a licensed insurance agent and the financial services corporation which employs the agent. The mutual fund company agrees to pay commission...

  Price: $14.99

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• Canada Commission Payment Agreement for Insurance Agent

  Prepare a Commission Payment Agreement for Insurance Agent with this template form for Canada. The Agreement is between an insurance agent and the financial services corporation which employs the agent. In accordance with the Insurance Act of Canada, all commissions paid to the agent are received ...

  Price: $4.99

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• Canada Finder's Fee Agreement for Identifying Potential Financings

  Prepare a Finder's Fee Agreement for Identifying Potential Financings with this easy-to-use template form for Canada. The Agreement is between a Canadian company looking for a source of financial backing and an agent who will introduce the company to potential investors or acquirers to complete a f...

  Price: $14.99

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• Canada Investment Products to Increase Net Worth

  There is more to investing than mutual funds and GICs. This 9-page guide runs down the investment options available to Canadian investors. The guide gives Canadian investors an overview of some of the investment products available in the market, such as Canadian-originated preferred securities, flo...

  Price: $9.99

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• Canada Letter of Interest / Loan Proposal from Broker

  Canadian brokers, write a letter of interest and loan proposal to a client who wants to secure conventional financing to capitalize its business. The broker would be given the exclusive mandate to source out the financing. Upon agreeing to the terms, the client will pay the broker a retainer to ...

  Price: $4.99

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• Canada Portfolio Management Agreement

  Canadian investment firms, prepare your client contracts with this template Portfolio Management Agreement for Canada. The client retains the investment firm to manage and operate its portfolio for an annual fee which is calculated as a percentage of the value of the portfolio. The investment firm...

  Price: $24.99

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• Choosing Your Financial Advisors - for Canadians

  Choosing financial advisors is an important first step towards successful investment planning, and you should choose them as carefully as you choose your doctor or lawyer. This free brochure offers information on: the various types of advisors in Canada, the selection criteria you should conside...

  Price: FREE

• Choosing a Financial Advisor Fact Sheet & Quick Reference

  Worried about hiring a financial advisor to handle your money? Download this free checklist of questions to ask potential financial advisors before making that decision. Choosing a Financial Advisor is provided by The Alberta Securities Commission....

  Price: FREE

• Critical Illness Insurance in Canada

  This article by Chimo Financial Services Inc. provides Canadians with a definition of the phrase "critical illness" and an explanation of critical illness insurance: which illnesses and conditions it covers and which it does not cover, why critical illness insurance is an increasingly important...

  Price: FREE

• Cutting Through Life Insurance Chaos in Canada

  How much do you know about life insurance? Cutting Through Life Insurance Chaos in Canada is a 14-page information package developed by McClure Financial Services Ltd. to help Canadians understand: the jargon of life insurance, the benefits of having good life insurance coverage, how to determin...

  Price: $24.99

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• How Do We Build Your Portfolio? Your Key to Investment Success in Canada

  Canadian residents, do you want to build a solid investment portfolio? Learn how to make the most of your investment funds with this seminar. This 19-page guide covers a number of topics, including: asset allocation, diversification, rebalancing, volatility, portfolio performance, tax o...

  Price: $24.99

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• How to Avoid Investment Frauds and Scams in Alberta

  Avoid being scammed by investment fraud artists - read this free 8-page guide. Learn about: common types of frauds and scams, viatical settlements, affinity fraud, pyramid schemes, callable certificates of deposit, prime bank schemes, telephone fraud, special information for seniors. Protec...

  Price: FREE

• Investment Risk: Your Key to Understanding Investment in Canada

  How well do you understand investing? If you are a Canadian resident interested in getting into the markets, you need to learn more before risking your hard-earned money. This guide will teach you to identify and understand: the risks inherent in investing, the types of losses an investor can sus...

  Price: $24.99

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• Investment Strategies for Canadians: Achieving Your Investment Goals

  Canadian investors, do you want to learn how to achieve higher level of success with your investments? This 17-page guide is designed to help Canadian investors avoid the pitfalls and optimize their investment behavior to pave the way to market success. Topics include: asset allocation, diversif...

  Price: $24.99

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• Managed Capital for Canadians: The Key to Understanding Managed Money

  Learn more about professional money management and managed funds with this 20-page guide. Topics include: mutual funds, asset allocation, wrap accounts, segregated funds, overview of the financial services industry, a service-cost summary, reporting ability of providers, comparison of ...

  Price: $24.99

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• Mutual Funds in Canada - What You Need to Know

  How much do you know about mutual funds? This free brochure outlines what every Canadian investor needs to know about mutual funds, such as: the various types of funds available, advantages and disadvantages of each, how to decide which mutual funds are best for you, where to go for more inf...

  Price: FREE

• Retirement Planning Strategies for Canadians

  Worried about saving enough for retirement? Learn how to identify and take advantage of the best ways to save for your retirement with Retirement Planning Strategies for Canadians, a strategy guide prepared by Chimo Financial Services. Topics include: dynamics of financial planning, determining...

  Price: $4.99

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• Retirement Planning in Canada: Retiring at the Age You Want and the Income You Want

  Want to retire early? Learn how to plan for an early and financially secure retirement with Retirement Planning in Canada: Retiring at the Age You Want and the Income You Want, a 17-page seminar provided by McClure Financial Services Ltd. Topics include: sources of income, and income options, ...

  Price: $24.99

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• Risk Management for Canadians: How to Manage the Big Hit

  Has the global recession hit you hard? When then economy is in bad shape, it's important to know what to do to lessen the blow. Risk Management for Canadians: How to Manage the Big Hit is a 21-page seminar developed by McClure Financial Services Ltd. to help Canadians avert financial disaster whe...

  Price: $24.99

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• The Basics of Investing in Canada

  Canadian residents, learn how to start an investment program that will meet your financial goals. This free 6-page brochure was prepared to help Canadians learn how to: establish their investment objectives, determine risk tolerance, and diversify their investment portfolios. The Basics of In...

  Price: FREE

• Top Ten Investing Mistakes Fact Sheet

  Do you know the top 10 mistakes investors make? The most common mistakes investors make include: not investigating the opportunity prior to investing, over-diversification or under-diversification, and not understanding what the risks are. Learn what NOT to do with this free Top Ten Investin...

  Price: FREE