Canada Investor Forms

• Alberta Agency and Trustee Agreement

  Retain a sales agent and a trustee in connection with a public offering of shares under a prospectus in Alberta with this Agency and Trustee Agreement. The issuer (offering corporation) retains the Agent to sell the securities on a 'best efforts' basis. The Trustee will hold all subscription funds...

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• Alberta Co-Owner Certificate for Syndicated Mortgage Transaction

  Prepare a Co-Owner's Certificate for each investor in a syndicated land mortgage in Alberta with this template form. The Certificates are issued to the investors (co-owners) by a company which is acting as bare trustee of the land on behalf of the co-owners. The Certificate represents the investor'...

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• Alberta Co-Owner Power of Attorney re Syndicated Mortgage

  Prepare a Power of Attorney from a co-owner (investor) in a syndicated mortgage investment with this fully editable template form for Alberta transactions. The co-owner appoints the issuer of the investment (developer) as his/her attorney with respect to executing, filing and registering any docume...

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• Alberta Co-Owner's Certificate for Units in Syndicated Mortgage

  Issue Co-Owner Certificates to investors for units in a syndicated mortgage with this template form for Alberta. Each of the investors who have purchased an undivided interest in the syndicated mortgage will be issued a certificate evidencing their tenancy-in-common share in the mortgage. Interest...

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• Alberta Commodities Trader Consulting Services Agreement

  Hire the services of a commodities trader with this Alberta Commodities Trader Consulting Services Agreement. The trader agrees to provide consulting services with respect to buying and selling commodities contracts traded on various exchanges, on behalf of the business. The trader will develop a...

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• Alberta Directors Resolutions Authorizing Warrant Indenture

  Prepare a Resolution of the Directors authorizing a Warrant Indenture with this downloadable template for Alberta corporations. The Board of Directors authorizes the corporation to issue a warrant indenture and share warrants for common shares, in accordance with the Business Corporations Act. The...

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• Alberta Employee Statutory Declaration re Purchase of Syndicated Mortgage Units

  Use this form to prepare Statutory Declarations for employees of a company which is party to a syndicated mortgage transaction in Alberta, to allow the employees to purchase mortgage units. The employee must provide the issuer with the Statutory Declaration in compliance with Securities Act regulat...

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• Alberta Forms Package for Meeting of Co-Owners in a Land Development

  Alberta land developers, use this set of templates to prepare a Forms Package for an annual meeting of the co-owners (investors) in a land development project. Each of the co-owners is a registered owner and holds an undivided interest in the land comprising the development. This package of forms...

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• Alberta Investor Charter of Rights

  Alberta investors, do you know what your legal rights are? Learn more with this free guide entitled Investor Charter of Rights, published by The Alberta Securities Commission. Your rights as an investor include the right to obtain complete information about any investment your financial adviser sug...

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• Alberta Offering Memorandum Checklist

  Put together the necessary information and resources you need to issue an offering memorandum for securities with this handy Alberta Offering Memorandum Checklist. The checklist covers issues such as: Determination of the risk factors Details of the offering Objectives of the offering Use ...

  Price: $9.99

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• Alberta Offering Memorandum for Trust Units (Real Estate Investment)

  Prepare a Confidential Offering Memorandum for trust units to fund a real estate investment with this Alberta template. The offering is a private placement of trust units issued by a mutual fund trust (or unit trust), for the purpose of investing in a limited partnership which will acquire land to ...

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• Alberta Offering Memorandum for Unsecured Promissory Notes and Common Shares

  Prepare an Offering Memorandum for an offering of unsecured promissory notes and common shares, with this template for the Province of Alberta. The units being offered for sale consist of an unsecured subordinate promissory note plus one or more common shares. The Offering Memorandum includes secti...

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• Alberta Private Placement Term Sheet

  Prepare a Private Placement Term Sheet for an RRSP eligible private placement of shares with this template form for Alberta share offerings. The term sheet contains the following: definitions of key words and phrases used in the offering memorandum, an outline of the investment structure, a...

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• Alberta Securities Commission Form 20 - Trading Report

  Downloadable Form 20 Trading Report which can be completed and filed with the Alberta Securities Commission under Section 132(1) of the Securities Act of a trade made under Section 131(a), (b), (c), (d), (l), (m), (q), (r), (s), (t), (u) or (bb) of the Securities Act or Section 122(b) or (d) of the ...

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• Alberta Share Subscription under Offering - Close Friend & Business Associate

  Prepare a Share Subscription for Close Friend & Business Associate for shares issued under an Offering Memorandum in Alberta with this ready-made template. This Subscription is pursuant to the 'close friend ⁄ business associate' exemption under the Province of Alberta Securities Act. ...

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• Alberta Share Subscription under Offering - Seed Capital Exemption

  Prepare a Subscription Agreement for shares issued under an Offering Memorandum with this ready-made template for Alberta. This Subscription is pursuant to the 'seed capital' exemption under the Province of Alberta Securities Act. This Alberta Share Subscription - Seed Capital Exemption templa...

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• Alberta Share Subscription under Offering - Sophisticated Investor Exemption

  Prepare a Subscription Agreement for shares issued under an Offering Memorandum with this ready-made template for Alberta. This Subscription is pursuant to the 'sophisticated investor' or '$97,000' exemption under the Province of Alberta Securities Act. This Alberta Share Subscription - Sophis...

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• Alberta Special Warrant Indenture

  Prepare a Special Warrant Indenture between an Alberta corporation and a trustee with this comprehensive long-form template. The corporation will issue special warrants entitling the warrant holder to one common share and a fraction of a share warrant. The special warrants are to be offered in Ca...

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• Alberta Subscriber Package for Trust Units (Real Estate Investment)

  Prepare a package of forms for an investor in a land investment under an offering memorandum with this Alberta Subscriber Package for Trust Units to raise capital for a real estate development. The investment is a private placement of trust units in a mutual fund (unit) trust, which acts as the inv...

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• Alberta Subscription Agreement Under Warrant Indenture

  Prepare a Subscription Agreement for shares and share warrants issued under a Warrant Indenture with this downloadable template for Alberta corporations. No offering memorandum or prospectus is being filed in connection with the offering. The subscription agreement and payment for the shares is ...

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• Alberta Subscription for Partnership Units - Close Friend & Business Associate

  Prepare a Subscription Agreement for units in a limited partnership issued under an offering memorandum with this template form for Alberta. This Subscription is pursuant to the 'close friend ⁄ business associate' exemption in accordance with the Province of Alberta Securities Act. This...

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• Alberta Subscription for Partnership Units - Seed Capital Exemption

  Prepare a Subscription Agreement for units in a limited partnership issued under an offering memorandum with this template form for Alberta. This Subscription is pursuant to the 'seed capital' exemption in accordance with the Province of Alberta Securities Act. This Alberta Subscription for L...

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• Alberta Subscription for Partnership Units - Sophisticated Investor Exemption

  Prepare a Subscription Agreement for units in a limited partnership issued under an offering memorandum with this template form for Alberta. This Subscription is pursuant to the 'sophisticated investor' or '$97,000' exemption in accordance with the Province of Alberta Securities Act. This Alb...

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• Alberta Syndicated Mortgage and Indenture

  Raise funds for a land development in Alberta by selling fractional mortgage interests to investors with this Syndicated Mortgage and Indenture template. Undivided Interest. Investors will be issued a promissory note and mortgage certificate by the mortgagor and will be owners of an undivided inter...

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• Alberta Term Sheet for Trust Units under Offering Memorandum

  Prepare a Term Sheet for a private placement offering of trust units with this Alberta Term Sheet for Trust Units Under Offering Memorandum. The purpose of the offering is to raise capital for a real estate development project. The Term Sheet summarizes the terms of the offering, the subscription ...

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• Angel Investors in Canada: Structuring Deals That Work

  What are angel investors? Find out with this insightful expert guide. Angel investors are independent investors who may demand a level of participation and control in return for their investment. The guide discusses the special issues that may arise in such situations, the advantages of bringing an...

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• British Columbia Form 20A (IP) Acknowledgement of Individual Purchaser

  Use this template to prepare a Form 20A (IP) Acknowledgement of Individual Purchaser, pursuant to a private placement offering of shares in British Columbia. This form must be completed by any individual person who purchases shares under the private placement. The form states that the purchaser i...

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• British Columbia Form 20A(NIP)Acknowledgement of Purchaser That is Not an Individual

  Use this template to prepare a Form 20A (NIP) Acknowledgement of Purchaser That is Not an Individual, pursuant to a private placement offering of shares in British Columbia. This form must be completed by any purchaser that is a corporation or other non-individual. The form states that the purcha...

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• British Columbia Report of Exempt Distribution - BC Form 45-902F

  B.C. Securities Commission Form 45-902F (formerly Form 20) Report of Exempt Distribution of securities pursuant to the British Columbia Securities Act....

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• British Columbia Seed Capital Subscription Agreement for Common Shares & Warrants

  Prepare a Seed Capital Share Subscription Agreement with this easy-to-use template, for common shares and share warrants under an offering memorandum in British Columbia. The purchaser warrants that it is purchasing the securities for its own account and not for the benefit of another party. T...

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• British Columbia Subscription for Shares and Warrants under Offering Memorandum

  Prepare a Share Subscription Agreement for Shares and Warrants with this easy-to-use template for British Columbia. The Subscription is for common shares and share warrants being issued pursuant to an offering memorandum. The purchaser warrants that it is purchasing the securities for its own a...

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• Canada Accredited Investors Checklist and Representation Letter

  Prepare an Accredited Investors Checklist and Representation Letter for a private offering of securities with this downloadable template for Canadian securities. The checklist sets out all of the classifications of investors which are defined as accredited investors by National Instrument 45-106. ...

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• Canada Auditor's Report Letter Prior to Prospectus Filing

  Prepare an Auditor's Report Letter for a review of financial statements prior to a prospectus filing with this template form for Canada. The letter sets out the details of the auditors' review of the financial statements which was conducted prior to the corporation filing a preliminary prospectus. ...

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• Canada Co-Ownership Agreement for Syndicated Mortgage

  Canadian land developers, are you planning to raise money for the completion of the development through sale of syndicated mortgage interests? Use this template to prepare a Co-ownership Agreement between the various investors (co-owners of undivided interests in the syndicated mortgage), a trustee...

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• Canada Confidentiality Agreement for Investor

  Canadian business owners, if you are in discussions with an interested party who is investigating your business with respect to a potential acquisition or investment in the company, you will probably need to provide certain confidential information as part of their investigation and due diligence re...

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• Canada Convertible Debenture Certificate with RRSP & RRIF Eligibility

  Issue debentures to investors and lenders with this Canada Convertible Debenture Certificate with RRSP and RRIF Eligibility. The Debenture: has a 21-year term, is a qualified investment for RRSP and RRIF funds under the Income Tax Act, and is convertible into shares of the issuing corporation....

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• Canada Corporate Resolutions Authorizing Loan to Developer Under Syndicated Mortgage

  Prepare Corporate Resolutions of a lending corporation and a land development corporation in a syndicated mortgage transaction with these template forms for Canada. The directors of the lending corporation authorize a loan to the developer under the mortgage. The directors of the land development ...

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• Canada Corporate Resolutions re Syndicated Mortgage

  Use these templates to prepare corporate resolutions for a Canadian corporation to make a loan under a syndicated mortgage. The resolutions authorize the corporation to: lend money to a related corporation (typically a land development company) under the terms of a syndicated mortgage on the lands...

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• Canada Demand Debenture Certificate with RRSP & RRIF Eligibility

  Issue debentures to investors and lenders with this Canada Demand Debenture Certificate with RRSP and RRIF Eligibility. The debenture certificate is for public companies only. The debenture has a 21-year term. This is a qualified investment for RRSP and RRIF funds under the Income Tax Act. This ...

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• Canada Directors Resolutions re Preliminary Prospectus

  Prepare a set of Directors Resolutions authorizing the issuance of a preliminary prospectus with this easy template for Canadian corporations. The Board of Directors resolves to prepare and issue a preliminary prospectus in order to make a public offering of the corporation's shares. These resolut...

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• Canada Disclosure Statement for Strata Plan Investment Pool

  Provide the required disclosures to investors in a strata plan development with this downloadable Disclosure Statement form for Canadian projects. The Disclosure Statement must be provided by the project developer or issuer to any party interested in investing in the strata plan investment pool. Th...

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• Canada Finder's Fee Agreement for Identifying Potential Financings

  Prepare a Finder's Fee Agreement for Identifying Potential Financings with this easy-to-use template form for Canada. The Agreement is between a Canadian company looking for a source of financial backing and an agent who will introduce the company to potential investors or acquirers to complete a f...

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• Canada Form 45-103F1 Offering Memorandum for Non-Qualifying Issuers

  Use this template to prepare a Form 45-103F1 Offering Memorandum for non-qualifying issuers (as that term is described in Multilateral Instrument 45-102, Resale of Securities) in Canada. A non-qualifying issuer is an issuer which has not filed a current Annual Information Form, regardless of whe...

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• Canada Form 45-103F2 Offering Memorandum for Qualifying Issuers

  Prepare a Form 45-103F2 Offering Memorandum for qualifying issuers in Canada (as that term is described in Multilateral Instrument 45-102, Resale of Securities) with this customizable template form. A qualifying issuer is one whose securities are listed on a specified exchange and who has filed a...

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• Canada Information Memorandum for Syndicated Mortgage Transaction

  Prepare an Information Memorandum for a syndicated mortgage investment in Canada with this fully customizable template. The offering will be made to Canadian residents who want to invest in the syndicated mortgage. Information contained in the memorandum includes: encumbrances which are allowed ...

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• Canada Investing Basics Fact Sheet

  Learn some basic investment information with this free Investing Basics Fact Sheet for Canadian Investors. This is a quick reference sheet with some basic investing information, such as: the types of available securities, risk and return, fees and taxes. Published by The Alberta Securities Com...

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• Canada Investment Basics: Building a Foundation of Knowledge

  Build a foundation of investment knowledge with this 19-page Canada Investment Basics seminar from McClure Financial Services Ltd. The Investment Basics seminar is designed to give Canadian investors a better understanding of: investment terminology, how simple and compound interest rates work ov...

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• Canada Investor Relations Manager Services Contract

  Hire a contractor to handle your company's dealings with its investors and shareholders with this Investor Relations Manager Services Contract for Canada. The contractor is an independent contractor, not an employee. The contract is non-exclusive and the contractor is not required to devote all o...

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• Canada Loan Agreement for Syndicated Mortgage Transaction

  Prepare a Loan Agreement for a syndicated mortgage transaction with this template form for Canada. The syndicated mortgage is being offered as an investment opportunity to raise capital for development of the subject lands. Part of the loan advance will be set aside as security for repayment of t...

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• Canada Mortgage Securing Loan Agreement in Syndicated Investment

  Secure a loan agreement in a syndicated investment with this template mortgage form for syndicated land deals in Canada. The mortgage is granted by a land developer to a lender, as security under the loan agreement. The mortgage and the loan agreement form part of a syndicated mortgage transaction...

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• Canada Nondisclosure and Noncircumvention Agreement re Investor Information

  Canadian venture capitalists, protect your business leads with this Nondisclosure and Noncircumvention Agreement re Investor Information. The venture capitalist (lender) has provided a client seeking financing with information regarding potential investors with whom the lender has established bus...

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• Canada Notice of Redemption of Debentures

  Prepare a Notice of Redemption of Debentures for a Canadian corporation with this easy template form. The corporation gives notice that it intends to redeem the debentures for the full aggregate amount, together with accrued and unpaid interest. The Notice of Redemption must be sent to all the aff...

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• Canada Offer to Purchase Undivided Interest in Syndicated Mortgage

  Prepare an Offer to Purchase Undivided Interest in Property under a syndicated mortgage with this template form for Canada. The offer is made by an investor who wants to purchase an undivided interest in a syndicated mortgage investment. The offer contains representations and warranties given by ...

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• Canada Offering Memorandum Clause re RRSP eligibility

  Insert this additional ⁄ optional clause into an Offering Memorandum stating that the investment is an RRSP-eligible investment. The Canada Offering Memorandum Clause re RRSP eligibility is available as a MS Word download....

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• Canada Offering Memorandum for Common Shares and Share Purchase Warrants

  Use this template to prepare an Offering Memorandum for the sale of units consisting of common shares and share purchase warrants. The securities will be offered for sale in the Provinces of Alberta, British Columbia and Ontario. The sale of units must fall within the minimum and maximum number...

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• Canada Offering Memorandum for Sale of Limited Partnership Units as Tax Shelter

  Prepare an Offering Memorandum for a private placement offering of limited partnership units in Canada with this template Offering Memorandum for Sale of Limited Partnership Units as Tax Shelter. The investment will qualify as a tax shelter, in accordance with the Income Tax Act. Any investment...

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• Canada Share Subscription Agreement for Private Placement Offering

  Prepare a Share Subscription Agreement for a private placement share offering with this downloadable template for Canadian companies. An investor who wants to purchase shares under the offering must complete and send the Subscription Agreement to the corporation, together with payment for the share...

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• Canada Shareholders Resolution to Appoint Transfer Agent

  Appoint a registrar and transfer agent for a Canadian public company with this Shareholders Resolution to Appoint Transfer Agent. The shareholders of the corporation authorize the corporation to appoint the registrar and transfer agent pursuant to an underwriting agreement with the corporation. Th...

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• Canada Shareholders Resolutions Authorizing Prospectus

  Prepare shareholders resolution authorizing the directors of a Canadian corporation to issue a prospectus with this downloadable template. The shareholders instruct the Board of Directors to issue a preliminary prospectus for a public offering of common shares. The shareholders approve the draft o...

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• Canada Statutory Declaration by Investor re RRSP Eligibility of Investment

  Use this easy template to prepare a Statutory Declaration By Investor for an RRSP-eligible investment in Canada. This form of Declaration would be used by an investor purchasing shares in a Canadian corporation pursuant to a private placement offering. The declaration is required for the purpose ...

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• Canada Subscription Form for Warrant Shares

  Prepare a Subscription Form for Warrant Shares with this easy template form for Canada. The shares will be issued to a warrant holder exercising his/her warrants according to the terms of the Warrant Indenture. The warrant holder must complete the Subscription Form and send it to the corporation a...

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• Canada Transfer Agent and Registrar Agreement

  Appoint a trust company as transfer agent and registrar of securities being issued under a preliminary prospectus with this template form for Canadian issuers. Dividends. The transfer agent is also appointed as dividend disbursement agent, to distribute dividends to the shareholders. Duties of Tra...

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• Canada Treasury Order

  Prepare a Treasury Order for use in Canada with this easy-to-use template. The Treasury Order is a directive from a corporation to the trust company acting as its transfer agent and registrar. The transfer agent is directed to issue fully paid and non-assessable shares to the parties named in th...

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• Canada Trust Agreement for Syndicated Mortgage Units

  Prepare a Trust Agreement for syndicated mortgage units with this fully editable template for Canadian land deals. The parties to the Trust Agreement are (i) the issuing corporation and (ii) the trustee who will hold title and act on behalf of the various co-owners who hold fractional interests in ...

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• Canada Trust Deed and Mortgage for Syndicated Land Investment

  Prepare a Trust Deed and Mortgage for a syndicated land investment with this template form for Canada. The document provides for the creation of a number of mortgages against land on which a condominium project will be developed. The mortgages form the basis of a syndicated mortgage investment to b...

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• Canada Warrant Indenture for Common Shares

  Prepare a Warrant Indenture for Common Shares with this template form for Canadian corporations. The Warrant Indenture provides for the issuance of share purchase warrants for common shares in the capital of the issuing corporation on a one-for-one basis (1 warrant per common share). The exercise...

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• Canada Warrant to Purchase Common Shares

  Prepare a Warrant Certificate to Purchase Common Shares with this customizable template form for Canadian corporations. The Certificate is issued under the provisions of a Warrant Indenture, which entitles the holder to purchase common shares in the capital of the corporation which is issuing the w...

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• Insider Trading Report Form 55-102F6 (various provinces)

  Downloadable Form 55-102F6 Insider Trading Report which can be completed and filed with the Securities Commissions in British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, Nova Scotia and Newfoundland, to satisfy certain requirements of their respective securities legislation....

  Price: FREE

• Ontario Investor Share Subscription

  Ontario investors, subscribe for shares being offered under a private placement with this Investor Share Subscription form. The Ontario Investor Share Subscription Form is available in MS Word format and is fully editable....

  Price: $4.99

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• The Prospectus - Being Informed is Being Protected

  Learn what you need to know as an investor in Canada with this free guide. The guide discusses the importance of the prospectus as a source of information and disclosure for Canadian investors. Learn what a prospectus is, what information it must contain, and why you should thoroughly review the p...

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