Prepare professional contracts and agreements for your financial services business quickly and easily with our Canada Financial Services Forms.
Buy and download ready-made forms for accounting firms, financial consultants, insurance agents, lenders, investment counselors, brokers and other Canadian financial service businesses.
These Canada Financial Services Forms are available as downloadable documents which can be easily customized to fit your business needs.
Application for Registration as Dealer, Adviser or Underwriter (Alberta)
Downloadable Form 3, Application for Registration as Dealer, Adviser or Underwriter in securities which can be completed and filed with the Alberta Securities Commission. For use in the Province of Alberta, Canada....
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Application for Renewal of Registration as Dealer, Adviser or Underwriter (Alberta)
Downloadable Form 5, Application for Renewal of Registration as Dealer, Adviser or Underwriter in securities which can be completed and filed with the Alberta Securities Commission. For use in the Province of Alberta, Canada....
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Asset Enhancement Loan Program Contract (Canada)
Use this template to prepare an Asset Enhancement Loan Agreement between a lender and an Investment Corporation, whereby the lender loans funds to the corporation, to be used for the purchase of US Treasury Bill(s). The treasury bills will be held in trust by a holding company, with interest bein...
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Canada Letter of Interest / Loan Proposal from Broker
Canadian loan brokers, use this ready-made template to write a Letter of Interest and Loan Proposal to a client who wants to secure conventional financing (such as a bank loan) to capitalize its business. The broker would be given the exclusive mandate to source out the financing. Upon agreein...
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Choosing Your Financial Advisors (Canada)
Choosing financial advisors is an important first step towards successful investment planning, and you should choose them as carefully as you choose your doctor or lawyer. This free brochure entitled "Choosing Your Financial Advisors" offers information on the various types of advisers in Canada,...
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Commission Agreement for Insurance Agent (Canada)
Use this template to create a Commission Agreement for Canada, between a mutual fund company, a licensed insurance agent and the financial services corporation which employs the agent. The agreement provides that, in accordance with the Insurance Act, all commissions paid to the agent are earned ...
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Commodities Trader Consulting Services Agreement (Alberta)
Hire the services of a commodities trader with this Commodities Trader Consulting Services Agreement for Alberta. The trader agrees to provide consulting services with respect to buying and selling commodities contracts traded on various exchanges, on behalf of the business. The trader will dev...
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Critical Illness Insurance in Canada
This article by Chimo Financial Services Inc. provides Canadians with a definition of the phrase "critical illness" and an explanation of critical illness insurance: which illnesses and conditions it covers and which it does not cover, why critical illness insurance is an increasingly important...
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Cutting Through Life Insurance Chaos in Canada
How much do you know about life insurance? Cutting Through Life Insurance Chaos in Canada is a 14-page information package developed by McClure Financial Services Ltd. to help Canadians understand: the jargon of life insurance, the benefits of having good life insurance coverage, how to determ...
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Financial Designations and Courses (Alberta)
Download this free quick reference guide to the different designations of financial advisers (chartered accountant, certified financial planner, etc) in the Province of Alberta, and courses offered through organizations such as the Investment Funds Institute of Canada and the Canadian Securities Ins...
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Finder's Fee Agreement for Identifying Potential Financings (Canada)
Prepare a Finder's Fee Agreement for idenitifying potential financings with this easy-to-use template form for Canada. The Agreement is between a Canadian company looking for a source of financial backing and an agent who will introduce the company to potential investors or acquirers to complete ...
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How Do We Build Your Portfolio? Your Key to Investment Success (Canada)
Want to build a solid investment portfolio? If you are a Canadian resident, learn how to make the most of your investment funds with this seminar entitled "How Do We Build Your Portfolio? Your Key to Investment Success". This 19-page seminar prepared by McClure Financial Services Ltd. covers a nu...
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How to Avoid Investment Frauds and Scams (Alberta)
Protecting Your Finances - How to Avoid Investment Frauds and Scams is an 8-page guide to help you avoid investment fraud. The brochure outlines a number of common types of frauds and scams, with special information for seniors in Alberta. Learn how to recognize viatical settlements, affinity fra...
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Insurance Agent Commission Agreement (Canada)
Use this template to prepare a Commission Agreement between an insurance agent and the financial services corporation which employs the agent. The agreement provides that, in accordance with the Insurance Act of Canada, all commissions paid to the agent are received by the agent on behalf of the ...
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Investment Products to Increase Net Worth (Canada)
There is more to investing than mutual funds and GICs. "Investment Products to Increase Net Worth" gives you the low-down on investment options available to Canadian investors. This 9-page information package created by McClure Financial Services Ltd. gives Canadian investors an overview of some ...
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Investment Risk: Your Key to Understanding Investment (Canada)
How well do you understand investing? If you are a Canadian resident interested in getting into the markets, you need to learn more before risking your hard-earned money. This seminar entitled "Investment Risk: Your Key to Understanding Investment", prepared by McClure Financial Services Ltd. wi...
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Investor Charter of Rights (Alberta)
Alberta investors, do you know what your legal rights are? Learn more with this free guide entitled "Investor Charter of Rights", published by The Alberta Securities Commission. Your rights as an investor include the right to obtain complete information about any investment your financial adviser...
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Limited Partnership Agreement for Buy-Sell of Commodities Contracts (Alberta)
Use this template to prepare a Limited Partnership Agreement for the Province of Alberta. The partnership is being formed for the purpose of buying and selling commodities contracts under a special program developed exclusively for the partnership. Provisions of the agreement include: If the cap...
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Personal Information Form for Directors, Officers, Promoters and Control Persons (Alberta)
Downloadable Form 4B, Personal Information for Directors, Officers, Promoters and Control Persons, which can be completed and filed with the Alberta Securities Commission. For use in the Province of Alberta, Canada....
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Portfolio Management Agreement (Canada)
Canadian investment firms, prepare your client contracts with this template Portfolio Management Agreement for Canada. The client retains the investment firm to manage and operate its portfolio for an annual fee which is calculated as a percentage of the value of the portfolio. The investment firm...
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Retirement Planning Strategies (Canada)
Worried about saving enough for retirement? Learn how to identify and take advantage of the best ways to save for your retirement with Retirement Planning Strategies, a strategy guide for Canadians prepared by Chimo Financial Services. Topics include: dynamics of financial planning, determining...
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Retiring at the Age You Want and the Income You Want (Canada)
Want to retire early? Learn how to plan for an early and financially secure retirement with Retirement Planning in Canada: Retiring at the Age You Want and the Income You Want, a 17-page seminar provided by McClure Financial Services Ltd. Topics include income sources, inflation indexing, pensio...
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Risk Management: How to Manage the Big Hit (Canada)
When then economy is in bad shape, it's important to know what to do if the worst happens. "Risk Management: How to Manage the Big Hit" is a 21-page seminar developed by McClure Financial Services Ltd. to help Canadians avert financial disaster when faced with the loss of all or most of the famil...
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The Basics of Investing (Canada)
Learn how to start an investment program that will meet your financial goals. "The Basics of Investing" is a free 6-page brochure to help Canadians learn how to establish their investment objectives, determine risk tolerance, and diversify their investment portfolios. Published by The Alberta Sec...
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Universal Application for Registration / Approval (Alberta)
Downloadable Form 4, Universal Application for Registration / Approval for use by a company or individual wishing to be registered as a dealer or trader, which can be completed and filed with the Alberta Securities Commission. For use in the Province of Alberta, Canada....
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Universal Termination Notice (Alberta)
Downloadable Universal Termination Notice for use by a company registered as a dealer or trader notifying the Commission of the termination of an employee, which can be completed and filed with the Alberta Securities Commission. For use in the Province of Alberta, Canada....
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