Financial Service Contracts

Prepare professional contracts and agreements for your financial services business quickly and easily with these template forms.


The term 'financial services' includes banking, insurance, investments, mortgages, accounting, bookkeeping, brokerage services, currency exchange, and securities.

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Alberta Commodities Trader Consulting Services Agreement

Hire the services of a commodities trader with this Alberta Commodities Trader Consulting Services Agreement.

  • The trader agrees to provide consulting services with respect to buying and selling commodities contracts traded on various exchanges, on behalf of the business.
  • The trader will develop a trading program for the business.
  • The trader must report monthly to the business.
  • If the business' trading account falls below a specified limit, the trader can sell off all of the contracts and terminate the agreement.
  • The contract is governed by the securities laws of the Province of Alberta.
This Alberta Commodities Trader Consulting Services Agreement is available as a downloadable MS Word file, which can be easily customized to fit your business.
$12.49

Alberta Investor Charter of Rights

Alberta investors, do you know what your legal rights are? Learn more with this free guide from the Alberta Securities Commission.

Your rights as an investor include:
  • The right to obtain complete information about any investment your financial adviser suggests, including risks and other factors which may affect its performance.
  • Information about the work history and experience of an investment salesperson.
  • Copies of all documents that relate to an investment.
  • Complete information about fees, commissions, charges and fees.

The Alberta Investor Charter of Rights was adapted from the North American Securities Administrators Association Investor Bill of Rights.

Free

Alberta Limited Partnership Agreement for Buying & Selling Commodities Contracts

Set up an Alberta partnership for buying and selling commodities contracts with this Limited Partnership Agreement template.

  • The partnership is being formed for the sole purpose of buying and selling commodities contracts.
  • If the capital account drops below 50% of the aggregate capital contributions of the limited partners, the business will end immediately and the partnership will sell all of its commodities contracts.
  • The limited partners do not have the authority to manage the partnership, or to execute contracts on its behalf or bind it in any way.
  • Each limited partner grants the general partner a power of attorney to execute and register documents on their behalf with respect to establishing and eventually dissolving the partnership.
  • If any partner defaults in payment of any amount which he has agreed to pay, the general partner may sell the defaulting partner's units to raise funds to remedy the default.

This Limited Partnership Agreement template is governed by the laws of the Province of Alberta. Get your copy by adding it to your cart and going through our secure checkout.

$29.99

Canada Finder's Fee Agreement for Identifying Potential Financings

Prepare a Finder's Fee Agreement for Identifying Potential Financings with this easy-to-use template form for Canada.

  • The Agreement is between a Canadian company looking for a source of financial backing and an agent who will introduce the company to potential investors or acquirers to complete a financing with the company.
  • The agent will be paid a finder's fee for each financing consummated by the company. The finder's fee will be paid in cash from the proceeds.
  • A financing includes acquisition or disposition of an interest in the company, equity investment, loans or other credit transactions, or acquisition by or of a publicly traded company.
  • If the financing is completed and payment is received by the client in stages, the agent will be paid in portions corresponding to the stages of payments.
  • The client will indemnify the agent against any claims arising as a result of material misrepresentation by the client of any of its corporate information.
This Canada Finder's Fee Agreement for Identifying Potential Financings is in MS Word format, and is fully editable.
$17.99

Canada Insurance Agent Commission Agreement

Prepare a Commission Agreement for services rendered by an insurance agent with this template form for Canada.

  • The Agreement is between a mutual fund company, a licensed insurance agent and the financial services corporation which employs the agent.
  • The mutual fund company agrees to pay commissions for services rendered by the insurance agent.
  • In accordance with the Insurance Act, all commissions paid to the agent are earned on behalf of the financial corporation.
The Canada Commission Agreement for Insurance Agent Services template is available as a downloadable and fully editable Microsoft Word document.
$6.29

Canada Insurance Agent Payment Agreement

Prepare a Commission Payment Agreement for Insurance Agent with this template form for Canada.

  • The Agreement is between an insurance agent and the financial services corporation which employs the agent.
  • In accordance with the Insurance Act of Canada, all commissions paid to the agent are received by the agent on behalf of the corporation, and will be paid over to the corporation.
This Canada Commission Payment Agreement for Insurance Agent is provided in MS Word format and is fully editable.
$6.29