Financial Service Contracts

Prepare professional contracts and agreements for your financial services business quickly and easily with these template forms.


The term 'financial services' includes banking, insurance, investments, mortgages, accounting, bookkeeping, brokerage services, currency exchange, and securities.

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Alberta Commodities Trader Consulting Services Agreement

Hire the services of a commodities trader with this Alberta Commodities Trader Consulting Services Agreement.

  • The trader agrees to provide consulting services with respect to buying and selling commodities contracts traded on various exchanges, on behalf of the business.
  • The trader will develop a trading program for the business.
  • The trader must report monthly to the business.
  • If the business' trading account falls below a specified limit, the t.....
$12.49

Alberta Investor Charter of Rights

Alberta investors, do you know what your legal rights are? Learn more with this free guide from the Alberta Securities Commission.

Your rights as an investor include:
  • The right to obtain complete information about any investment your financial adviser suggests, including risks and other factors which may affect its performance.
  • Information about the work history and experience of an investment salesperson.
  • Copies of all documents that relate to an investmen.....
Free

Alberta Limited Partnership Agreement for Buying & Selling Commodities Contracts

Set up an Alberta partnership for buying and selling commodities contracts with this Limited Partnership Agreement template.

  • The partnership is being formed for the sole purpose of buying and selling commodities contracts.
  • If the capital account drops below 50% of the aggregate capital contributions of the limited partners, the business will end immediately and the partnership will sell all of its commodities contracts.
  • The limited partners do not have the.....
$29.99

Canada Finder's Fee Agreement for Identifying Potential Financings

Prepare a Finder's Fee Agreement for Identifying Potential Financings with this easy-to-use template form for Canada.

  • The Agreement is between a Canadian company looking for a source of financial backing and an agent who will introduce the company to potential investors or acquirers to complete a financing with the company.
  • The agent will be paid a finder's fee for each financing consummated by the company. The finder's fee will be paid in cash from the proceeds.
  • .....
$17.99

Canada Insurance Agent Commission Agreement

Prepare a Commission Agreement for services rendered by an insurance agent with this template form for Canada.

  • The Agreement is between a mutual fund company, a licensed insurance agent and the financial services corporation which employs the agent.
  • The mutual fund company agrees to pay commissions for services rendered by the insurance agent.
  • In accordance with the Insurance Act, all commissions paid to the agent are earned on behalf of the financial corpor.....
$6.29

Canada Insurance Agent Payment Agreement

Prepare a Commission Payment Agreement for Insurance Agent with this template form for Canada.

  • The Agreement is between an insurance agent and the financial services corporation which employs the agent.
  • In accordance with the Insurance Act of Canada, all commissions paid to the agent are received by the agent on behalf of the corporation, and will be paid over to the corporation.
This Canada Commission Payment Agreement for Insurance Agent .....
$6.29

Canada Portfolio Management Agreement

Canadian investment firms, prepare your client contracts with this template Portfolio Management Agreement for Canada.

  • The client retains the investment firm to manage and operate its portfolio for an annual fee which is calculated as a percentage of the value of the portfolio.
  • The investment firm is responsible for investing and managing the portfolio, and guarantees a minimum annual return.
  • Any returns over and above this minimum will be divided between th.....
$29.99

Electronic Brokerage Agreement

Prepare an Electronic Brokerage Agreement for a brokerage services website with this easy-to-use template.

  • All proprietary information on the site is the property of the site owner.
  • The site owner does not provide professional advice of any kind.
  • The customer authorizes the brokerage site to accept buy and sell orders.
  • A list of fees and charges for the brokerage services.
  • The brokerage has limited liability for damages resulting from the.....
$12.49

Engagement Letter to Hire Investor Relations Advisor

Hire an investor relations advisor to provide your company with investment services with this customizable Engagement Letter template.

The investor relations advisor will provide the following services:
  • helping the client raise capital;
  • handling investor relations;
  • designing and implementing a market development plan;
  • managing the company's marketing and advertising;
  • making presentations to investors;
  • arranging meetings w.....
$17.99

How to Avoid Investment Frauds and Scams in Alberta

Avoid being scammed by investment fraud artists - read this free 8-page guide. Learn about:

  • common types of frauds and scams,
  • viatical settlements,
  • affinity fraud,
  • pyramid schemes,
  • callable certificates of deposit,
  • prime bank schemes,
  • telephone fraud,
  • special information for seniors.
Protecting Your Finances - How to Avoid Investment Frauds and Scams is a publication of The Alberta.....
Free