Investor Forms

Raise venture capital, manage investor relations and keep investors informed with these contracts, notices and legal forms.

If your company has outside shareholders and investors, you should delegate someone to handle investor relations. This person should be fluent in the language of finance, and have good communication and marketing skills. He or she must also keep current on all securities laws and regulations that apply to your company, and knowledgeable in the areas of compliance, reporting and fiduciary duty.

Most securities commissions provide information and seminars, and there are national organizations in many countries which hold training courses and ongoing informational sessions for investor relations officers.

Sub Categories

View as Grid List
Sort by
Display per page

Acknowledgement by Investor of No Advice Given

Prepare an Acknowledgement to be signed by an investor to acknowledge that no advice has been given to the investor with respect to an investment.

This is a generic form which can be used anywhere. Click the Download button to download a copy of the form, or copy and paste the text below.


The undersigned hereby acknowledges that:
  1. The undersigned has not received or relied upon any legal, financial, investment or other advice or representations from _________________________________ in deciding to invest in and buy shares of _____________________ (name of company).
  2. The undersigned fully understands the risks associated with a speculative investment such as buying shares in _____________________ (name of company) and releases and promises not to take action against _____________________ for any loss arising from the undersigned's investment in _____________________ (name of company).

DATED at ____________________ this _____ day of ______________, 20____.

Signature of Investor

Print Name



Phone Number

Alberta Agency and Trustee Agreement

Retain a sales agent and a trustee in connection with a public offering of shares under a prospectus with this Agency and Trustee Agreement for Alberta issuers.

  • The issuer (offering corporation) retains the Agent to sell the securities on a 'best efforts' basis.
  • The Trustee will hold all subscription funds on behalf of the issuer.
  • The Agent may enter into arrangements with other investment dealers registered to sell securities in Alberta, at no additional cost to the issuer.
  • The Trustee will keep the subscription funds in a daily-interest escrow account or in short-term interest-bearing securities.
  • The issuer indemnifies the Trustee against claims or losses, and against its costs incurred in the performance of its duties.
  • The issuer also indemnifies the Agent against claims or losses, costs or expenses (except loss of profits).

To access the Alberta Agency and Trustee Agreement, just add it to your shopping cart and check out. You can download the form immediately after purchase.


Alberta Co-Owner Certificate for Syndicated Mortgage Transaction

Prepare a Co-Owner's Certificate for each investor in a syndicated land mortgage in Alberta with this template form.

The Certificates are issued to the investors (co-owners) by a company which is acting as bare trustee of the land on behalf of the co-owners. The Certificate represents the investor's undivided interest in the mortgage and as a co-owner of the land.

This Alberta Co-Owner Certificate for Syndicated Mortgage Transaction is in MS Word format, and is fully editable.

Alberta Co-Owner Power of Attorney re Syndicated Mortgage

Prepare a Power of Attorney from a co-owner (investor) in a syndicated mortgage investment with this fully editable template form for Alberta transactions.

The co-owner appoints the issuer of the investment (developer) as his/her attorney with respect to executing, filing and registering any documents necessary to document and protect the co-owner's interest in the mortgaged lands.

This Alberta Co-Owner Power of Attorney re Syndicated Mortgage form is in MS Word format.

Alberta Co-Owner's Certificate for Units in Syndicated Mortgage

Issue Co-Owner Certificates to investors for units in a syndicated mortgage with this template form for Alberta.

  • Each of the investors who have purchased an undivided interest in the syndicated mortgage will be issued a certificate evidencing their tenancy-in-common share in the mortgage.
  • Interest will be calculated annually and paid quarterly.
  • All percentage ownerships rank pari passu (that is, equally on a proportionate basis).
  • The certificates are subject to redemption by prepayment or repayment of the mortgage.
This Alberta Co-Owner's Certificate for Units in Syndicated Mortgage is in MS Word format, and is fully editable.

Alberta Directors Resolutions Authorizing Warrant Indenture

Prepare a Resolution of the Directors authorizing a Warrant Indenture with this downloadable template for Alberta corporations.

  • The Board of Directors authorizes the corporation to issue a warrant indenture and share warrants for common shares.
  • The warrants are issued to investors as part of a private placement of securities, in order to raise capital for the corporation.
  • Each warrant entitles the holder to one common share.
  • The form is easy to download, fill in and print.
This Alberta Directors Resolutions Authorizing Warrant Indenture template is provided in MS Word format.