Alberta Agency and Trustee Agreement

$29.99

Retain a sales agent and a trustee in connection with a public offering of shares under a prospectus with this Agency and Trustee Agreement for Alberta issuers.

  • The issuer (offering corporation) retains the Agent to sell the securities on a 'best efforts' basis.
  • The Trustee will hold all subscription funds on behalf of the issuer.
  • The Agent may enter into arrangements with other investment dealers registered to sell securities in Alberta, at no additional cost to the issuer.
  • The Trustee will keep the subscription funds in a daily-interest escrow account or in short-term interest-bearing securities.
  • The issuer indemnifies the Trustee against claims or losses, and against its costs incurred in the performance of its duties.
  • The issuer also indemnifies the Agent against claims or losses, costs or expenses (except loss of profits).

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Download Type: Microsoft Word
SKU: 3758
Last Updated: 14-Apr-2016