Products tagged with 'financial management form'

Canadian investment firms, prepare your client contracts with this template Portfolio Management Agreement for Canada.

• The client retains the investment firm to manage and operate its portfolio for an annual fee which is calculated as a percentage of the value of the portfolio.
• The investment firm is responsible for investing and managing the portfolio, and guarantees a minimum annual return.
• Any returns over and above this minimum will be divided between the client and the firm (as an additional management fee).
• The client agrees to indemnify and hold the firm harmless against claims, liabilities, damages and expenses arising as a result of its performance of its duties under the agreement.
• Available as a fully editable MS Word template.
• Intended to be used only in Canada.

This Broker Fee Agreement is an easy downloadable template for UK brokers to use when signing up a new client.

• The agreement covers fees for broker services only, and does not include other fees associated with mortgages and financial products.
• The agreement can be used for fee, commission, or combined fee ⁄ commission arrangements.
• If the client is applying for a mortgage, the client agrees to pay a non-refundable fee at the time the mortgage application is made.
• If the broker is being paid a commission on a regular premium insurance policy, the broker reserves the right to charge the client a fee if the client cancels the policy.
• The agreement contains a disclaimer stating that the broker is not qualified to provide legal advice. However, if the broker refers the client to a solicitor or other professional, the client agrees to pay a referral fee.
• Governed by the laws of England and Wales.
• Available in MS Word format.

If you need a client to provide a Net Worth Statement before you provide financial services, then this digital template form is ideal for you.

What information is gathered by the form?

When filling out the form, the client is asked to provide information concerning all present assets, liabilities and financial details (bank accounts, investment funds, mortgages, etc.)

What else is included in the template?

The Net Worth Statement form includes a Disclosure and Release Statement, which authorizes the financial advisor to use the information for certain specific purposes.

Format and Use

This Personal Net Worth Statement template is available in MS Word format and can be used anywhere. It's downloadable and fully customizable so you can tailor it to your unique needs.