Products tagged with 'financial management form'
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Portfolio Management Agreement | Canada
Canadian investment firms, prepare your client contracts with this template Portfolio Management Agreement for Canada.
- The client retains the investment firm to manage and operate its portfolio for an annual fee which is calculated as a percentage of the value of the portfolio.
- The investment firm is responsible for investing and managing the portfolio, and guarantees a minimum annual return.
- Any returns over and above this minimum will be divided between the client and the firm (as an additional management fee).
- The client agrees to indemnify and hold the firm harmless against claims, liabilities, damages and expenses arising as a result of its performance of its duties under the agreement.
- Available as a fully editable MS Word template.
- Intended to be used only in Canada.
$24.99
Broker Fee Agreement for Financial Services | UK
This Broker Fee Agreement is an easy downloadable template for UK brokers to use when signing up a new client.
- The agreement covers fees for broker services only, and does not include other fees associated with mortgages and financial products.
- The agreement can be used for fee, commission, or combined fee â„ commission arrangements.
- If the client is applying for a mortgage, the client agrees to pay a non-refundable fee at the time the mortgage application is made.
- If the broker is being paid a commission on a regular premium insurance policy, the broker reserves the right to charge the client a fee if the client cancels the policy.
- The agreement contains a disclaimer stating that the broker is not qualified to provide legal advice. However, if the broker refers the client to a solicitor or other professional, the client agrees to pay a referral fee.
- Governed by the laws of England and Wales.
- Available in MS Word format.
$11.99
