Financial Service Contracts

Prepare a Commission Payment Agreement for Insurance Agent with this template form for Canada.

• The Agreement is between an insurance agent and the financial services corporation which employs the agent.
• In accordance with the Insurance Act, all commissions paid to the agent are received by the agent on behalf of the corporation, and will be paid over to the corporation.
• This legal form template is provided in MS Word format and is fully editable.
• Governed by Canadian laws and intended for use only in Canada.

Brokers, use this easy template to write a letter of interest and loan proposal to a client who needs a loan to capitalize its business.

• The broker would be given the exclusive mandate to source out conventional financing up to an agreed maximum amount.
• Upon agreeing to the terms, the client will pay the broker a retainer to cover expenses.
• The broker will be paid a commission that is a percentage of the total funds acquired.

You can use the Letter of Interest ⁄ Loan Proposal template as many times as you like. Purchase, download, personalize it with the details, print and sign - it's that easy.

How much do you know about mutual funds?

• the various types of funds available,
• advantages and disadvantages of each,
• how to decide which mutual funds are best for you,
• where to go for more information.

If you require a Personal Net Worth Statement from a client before supplying services to that client, then this digital template form is ideal for you.

• When filling out the form, the client is asked to provide information concerning all present assets, liabilities and financial details.
• Also included is a Disclosure and Release Statement, authorizing the use of the information for certain specific purposes.
• The form is generic (not country specific) and can be used anywhere. It's also customizable so you can tailor it to your unique business.
• Available as a downloadable MS Word form.

Canadian investment firms, prepare your client contracts with this template Portfolio Management Agreement for Canada.

• The client retains the investment firm to manage and operate its portfolio for an annual fee which is calculated as a percentage of the value of the portfolio.
• The investment firm is responsible for investing and managing the portfolio, and guarantees a minimum annual return.
• Any returns over and above this minimum will be divided between the client and the firm (as an additional management fee).
• The client agrees to indemnify and hold the firm harmless against claims, liabilities, damages and expenses arising as a result of its performance of its duties under the agreement.
• Available as a fully editable MS Word template.
• Intended to be used only in Canada.

Prepare a Real Estate Investment Management Agreement with this easy-to-use template for the USA.

• The two parties to the Agreement are a real estate investment trust which holds a variety of mortgages, properties and investments, and a management firm which will manage the assets and investment portfolio.
• The management firm will be responsible for purchasing loans, investing funds, loan servicing, underwriting, appraisals, and other administrative duties.
• The Agreement is not State-specific and can be used throughout the United States.
• Available as a downloadable MS Word document, fully editable to meet your specific needs.

Sign up a client for your accounting services with this easy-to-use Retainer Agreement template.

• The Retainer Agreement contains standard terms such as:
  • The services to be provided by the accountant.
  • The accountant's billing rate and terms of payment.
  • Independent contractor provision which clarifies that the accountant is not an employee of the client.
  • Prevailing party clause to cover recovery of legal fees in the event of legal action by either party.
• The accountant is responsible for paying his/her own taxes.
• This is a generic contract template which can be used practically anywhere.
• Available in MS Word format and fully customizable.

Prepare agency contracts for your clients quickly and easily with this Securities Clearing Agent Account Services Agreement.

• The client's broker will deal with the clearing agent on all purchase and sale transactions.
• The clearing agent has the authority to use all available cash in short term investments designated by the client.
• Either party may terminate the Agreement on 30 days written notice.
• This is a fully editable legal template, which can be easily customized to meet your needs.

USA mortgage brokers, provide loan applicants with this free Broker Fee Disclosure form, as required by law.

• the nature of the relationship between the broker and the borrower,
• the nature of the relationship between the broker and various lenders,
• how the broker's compensation is calculated and paid.