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    Alberta Agency and Trustee Agreement


    Retain a sales agent and a trustee in connection with a public offering of shares under a prospectus with this Agency and Trustee Agreement for Alberta issuers.

    • The issuer (offering corporation) retains the Agent to sell the securities on a 'best efforts' basis.
    • The Trustee will hold all subscription funds on behalf of the issuer.
    • The Agent may enter into arrangements with other investment dealers registered to sell securities in Alberta, at no additional cost to the issuer.
    • The Trustee will keep the subscription funds in a daily-interest escrow account or in short-term interest-bearing securities.
    • The issuer indemnifies the Trustee against claims or losses, and against its costs incurred in the performance of its duties.
    • The issuer also indemnifies the Agent against claims or losses, costs or expenses (except loss of profits).
    • Available in MS Word format.
    • Intended to be used in the Province of Alberta, Canada.
    Download Type: Microsoft Word
    Last Updated: 29-September-2022
    SKU: 3758